July 2, 2008
Investor Reports, Inc. Develops Compliance View Software for Broker-Dealers

Investor Reports, Inc. of Dallas, TX has developed the successful copyrighted software, Compliance View for broker-dealers. Investor Reports' Compliance View software helps locate potential compliance problems, avoiding costly litigation and fines if not in compliance with FINRA and NYSE rules.

Industry regulations require that broker-dealers establish and maintain a system capable of supervising activities of registered representatives. Compliance View software does this in a cost effective and simple manner. The software makes account monitoring easier and more cost effective. Proper supervision and compliance is complex and pricey; breakdowns lead to customer complaints, expensive arbitrations, litigation and customer awards.

Compliance View provides a series of reports that can identify account anomalies so management can correct the problem, avoiding customer complaints and expensive penalties. With Investor Reports' Compliance View software the user is able to choose which reports to view/print saving company time, money, paper and valuable resources.

The preventative cost of Compliance View Software is minimal considering the millions charged to brokers who are fined when not in compliance.

An online demo of Investor Reports' Compliance View software is online at www.Investor-Reports.com

Investor Reports, Inc. was founded by Patrice Stewart, who serves as the company's President and CEO. She has over forty years' experience in the securities industry. Her areas of expertise are supervision, compliance and operations. Patrice is a certified mediator with FINRA. She also serves as an arbitrator with the NYSE and FINRA, and is a qualified Chairperson. She is a member of the SIA Compliance and Legal Division.

The Investor Reports team has over 46 combined years in the securities industry and 32 in business and technical development.

Investor Reports, Inc. and Compliance View Software is online at www.Investor-Reports.com.

April 22, 2006
Investor Reports Compliance View Software Minimal When Compared to Costly Fines

Oppenheimer & Co. to Pay $4.5 Million to Settle FINRA Market Timing Charges (FINRA)

Hartford to Pay $55 million to Settle Directed Brokerage Charges (SEC)

The headlines above confirm that if your company gets hit with a compliance fine, it could be costly to your reputation, customers, employees and more. Did you know that firms will spend an estimated $25 billion on compliance-related activities?

You may be in compliance but mistakes could cost you. Through proper supervision, monitoring and reporting you can identify account anomalies. Industry regulations require that broker-dealers establish and maintain a system capable of supervising activities of registered representatives. But that can also be expensive.

Investor Reports' Compliance View software helps locate potential compliance problems, avoiding pricey litigation and fines if not within FINRA and NYSE rules. Compliance View software makes account monitoring easier and more cost effective. The software provides a series of reports of which the user is able to select the preferred reports to view/print saving company time, money, paper and valuable resources.

The preventative cost of Compliance View Software is minimal considering the millions charged to brokers who are fined when not in compliance.

An demo of Investor Reports' Compliance View software is online at www.Investor-Reports.com.

Investor Reports, Inc. was founded by Patrice Stewart, who serves as the company's President and CEO. She has over forty years' experience in the securities industry. Her areas of expertise are supervision, compliance and operations. Patrice is a certified mediator with FINRA. She also serves as an arbitrator with the NYSE and FINRA, and is a qualified Chairperson. She is a member of the SIA Compliance and Legal Division.

The Investor Reports team has over 46 combined years in the securities industry and 32 in business and technical development.

Investor Reports, Inc. and Compliance View Software is online at www.Investor-Reports.com