customer service login

 

The Compliance View software was used successfully for eight years as the primary tool for individual account disputes, rescuing over 500 accounts and $10M in mishandled activity. Since 2006, the software went through a series of revisions and platforms, gradually becoming more expandable and accessible to a wider audience.

Benchmark date Description
1998 Compliance View launches with individual account reporting and analysis for recovery
2006 Compliance View goes online, accessible to small broker dealers, and announces the Executive Dashboard
2008 Compliance View migration to enterprise-class platforms provides a webservice-based architecture, and analysis engines capable of diagnosing thousands of accounts daily

 

 

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